publicly disclose the rectified financial statement which has been audited by auditor.The order has been issued after the SEC findings indicated that the auditor gave adverse opinion on the SINGHA?s
report. Listed firms will accordingly be beneficial if putting emphasis on information disclosure in support of the assessment. The SEC encourages Thai listed firms to be well prepared in order to be
occurs extensively in increasingly various forms, both in https://publish.sec.or.th/nrs/8500se.pdf Settlement Committee Order No. 175/2022 Dated 11/11/2022 Thailand’s Electronic Information System which
, namely (1) Mr. Sawin Chindakul, (2) Ms. Paradee Teawanitchakul, and (3) Mr. Noppadon Chaidarun in order for the DSI to conduct further legal proceedings in the case of EARTH’s violation of the SEC’s order
information from the client or the officer who executed the selling transaction for the client. Signing the buy/sell order form of investment units without contacting and giving advices was failing to perform
withdraw your consent to receive information. 8. Changes of the Personal Data Protection Policy The SEC Office will consider and review this Personal Data Protection Policy on a regular basis in order to
units of foreign investment scheme, a securities company shall comply with the following requirements: (1) receiving sale, repurchase or redemption order during hours and days as specified in offering
dealers in order that the derivatives dealers perform their duties with care, prudence and in the best interest of the client. Clause 8 The derivatives dealer shall not disclose false information or conceal
order that the derivatives dealers perform their duties with care, prudence and in the best interest of the client. Clause 8 The derivatives dealer shall not disclose false information or conceal facts