six months. After the client fell for the solicitaion and transferred in the money, Pisist recorded false information in the company's documents by identifying the transferred money as his older
interested in Life-Path type of provident fund, which automatically changes its investment ratios as the employees become older. In the 2nd quarter of the year 2018, statistics show that 7 investment
information of Montri Fund scheme and fund prospectus, the SEC probed into the case and found that he inaccurately specified the age of a building purchased by Montri Fund which was, in fact, many years older
) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (4) provisions of investment analysis and consultation to clients shall comply with the
associated with digital assets. The SEC recommends that anyone interested in trading digital assets study information and all associated risks carefully and make sure that they are capable of accepting the
best paper of the year was also presented at the seminar, a selected research paper from the contest “SEC Working Papers Forum 2018”. The contest was a partnership between SEC and leading institutions
guidelines and practices related to ESG issues. Moreover, SEC and SET have agreed to collaborate in joint research. The first project of which will be on the roles of each generation and the impact on
funds. "Such aforesaid research results have raised possible issues of unclear information disclosure, misleading advertising messages and fee collection. The SEC therefore reinforces such matters on