adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of Capital Market

trading orders. In this regard, {A} and {B} actions were deemed the violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of

outstanding balance in the derivatives account.  In this regard, the aforesaid {A}'s actions are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re

clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business

trading orders when obtaining orders from clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re

revoked. In addition, {A} and {H} were suspended from their duties as an approved investment analyst and an approved investment consultant, respectively. Following investor complaint and report from Country

Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving

Limited (the “Company”) No. 1/2019 held on 27 February 2019 had approved to invest 6,993 ordinary shares of Pek Industries Co., Ltd. at Baht 800.80 per share, totally Baht 5,600,000 or 49.95% of registered

Company Limited (the ‚Company‛) No. 1/2019 held on 27 February 2019 had approved to invest 6,993 ordinary shares of Pek Industries Co., Ltd. at Baht 800.80 per share, totally Baht 5,600,000 or 49.95% of

Public Company Limited (EASTW) passed the resolutions in the meeting No.7/2018, held on 12 June 2018 as follows; - Approved the loan with Bank of Ayudhya Public Company Limited at the amount of Baht