of the Securities and Exchange Commission No. SorNor. 1/2554 Re: Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF By virtue of
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
Microsoft Word - 5_SEC account AˆˆAI"@%4ˆ1 5_20211124 - kdraft V2.docx 1 Application for Cancellation of SEC Account Date: ……………………….. Attn: Secretary-General The Office of the Securities and
application from 1 July 2024 onwards. For auditors in the capital market who are currently affiliated with audit firms in the capital market, the requirement would take effect on 1 March 2026. This is to
“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should
records and its disclosure of liabilities in the financial statements as previously reported in the application for business rehabilitation. The results of the special audit must be disclosed within 30
necessity prior to the end of such period of time. Clause 4. In the case where there appears later a change of any material information provided in the application filed with the Office, the securities