the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. The civil penalties from
event that any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable
and investors are in a safe environment, free from online investment scams,” added Secretary-General. To report suspicious investment solicitations or seek advice, please contact the SEC via the
sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than
During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend the regulations governing the optional systems of digital asset business
ratio of recurring income to total revenue, (3) allowing REITs to seek circular resolutions (not including the resolution on sale of assets), (4) reducing the time required for delivering documents
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
is manageable. In addition, if the business operation is proceeded according to the proposed business plan, the operating results will be significantly improved. W will seek an approval for the
dissemination of materially misleading information. In addition, the SEC and the DSI are collaborating under the MOU officially signed on 15 July 2019 to investigate and seek evidence and facts related to