for mutual funds. AMC can select and apply these tools as necessary, in accordance with the situation, ensuring they are appropriate and effective; (3) To require the custodians to verify
The SEC has provided guidelines for promoting the growth of digital asset custodial wallet providers (DA custodians) by supporting them in maintaining appropriate costs. This initiative aims to
SEC deemed it appropriate to issue regulations concerning the NC Bond offerings of business operators. A public hearing on the matter was conducted in October 2024. The majority of the respondents
foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by
trading orders. Due to these amendments to the relevant regulations involving the implementation of entirely new measures, it becomes appropriate for the SET to communicate those newly deployed measures to
regulations as specified by the SEC and was unable to rectify all deficiencies in order to resume its ICO portal services in an appropriate manner. These incidents showed that Longroot had been unable to
more diverse investment choices while ensuring an appropriate level of protection. Additionally, it serves as a mechanism for supporting investments in businesses that prioritize sustainability
offer GSSB** CD (PP-SME) ***, amending information disclosure rules before and after the offering to enhance clarity while considering the appropriate level of burden of offering via private placement
In 2018, the SEC issued regulations governing the management and storage of data related to digital asset business operations. It is now deemed appropriate to amend the regulations to ensure