Microsoft Word - SorKhorNor 10-52_en_final invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified property fund; (2) the
(exchange) นายหน้าซื้อขายสินทรัพย์ดิจิทัล (broker) ผู้ค้าสินทรัพย์ดิจิทัล (dealer) ผู้จัดการเงินทุนสินทรัพย์ดิจิทัล (private fund management) และที่ปรึกษาสินทรัพย์ดิจิทัล (investment advisor) ต้องได้รับใบ
other businesses under other licenses and approvals granted by the SEC, namely brokerage, dealing and underwriting of securities, private fund management, and derivatives selling agent; 2. The IPO
business: (1) securities brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; (5) private fund management; (6) derivatives broker. Clause 6 The total fees required to
each type of business: (1) securities brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; (5) private fund management; (6) derivatives broker. Clause 6 The total
business; (5) mutual fund management business; 2 (6) private fund management business; (7) securities borrowing and lending business. Clause 4 In the case where a person having the following qualifications
and Non-Retail Investors, and Execution of Agreements for Management of Private Funds. “foreign collective investment scheme” means ASEAN Collective Investment Scheme and APEC Asia Region Funds Passport
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or