credible, (2) the operation is independent, (3) they apply the principle of good governance in their risk management and personnel management, (4) they disclose correct and sufficient information, as well
capital market should be protected by relevant authorities in a correct and proper manner. There should also be measures in place to prevent problems when investors use services by different providers
these amendments is to require advertisement and disclosure of trigger funds to be more inclusive to give investors a clearer picture of this type of fund so that they would have correct and complete
insurance business and non-life insurance business, whether operating under Thai or foreign law. “local auditor” means an auditor being able to legally audit according to the laws or rules of the country
to earn a premium to industry benchmark in this over-supplied region. Given IVL’s vast geographical footprint, its integrated business model, its proven ability to benefit from local market dynamics
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
memorandum and other documentation sent to shareholders of the Company is correct, complete, does not contain any false statement, concealment of material facts that are needed to be disclosed, nor statement
Trustee whereas if the trustee wishes to be the unit registrar, the trustee shall comply with the Notification on Securities Registrar. (2) the register is presumed to be correct and if the payment of money
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
%. Domestic sales decreased by 9.24% due to the decrement in sales volume of B2B and local distributors while export sales increased by 11.24% from a successful of distribution expansion in China. The Company