receivership authority to ensure that the assets of Tangerine Properties would not be transferred wrongfully before completion of the investigation. In addition, the SEC has sent a letter urging Tangerine

was 447,263,780.45 baht.  This manipulation case is in connection with the criminal complaint the SEC had earlier filed against four other co-principals with the Department of Special Investigation (DSI

into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the

of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year

Exchange of Thailand, the SEC?s further investigation has revealed that Witoon and the three other persons in the same group purchased GLOBAL shares and GLOBAL-W warrants and gained benefits from such

(FOCUS), Inter Far East Engineering PLC (IFEC) and The Royal Ceramic Industry PLC (RCI), and Pailin Kumut to six-month imprisonment and a fine of 250,000 baht for conspiring with Sagha in manipulating

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market

An unspecified person Destruction of the seals the competent officers made on the seized assets in connection with "Antella Investment". SEC Act S.304 Criminal Complaint Filed with an

Investigation (DSI), the Ministry of Justice, to discuss situations in the stock exchange and update progress on the measures for building trust and confidence in the capital market, especially regarding strict

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “This legislative amendment involves improvements across multiple areas, from increasing efficiency in short-selling supervision to ensure