of the Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in this case. “The SEC always places high importance on legal enforcement and
SEC revealed that at the 7th ARFP Working Group meeting, the progress of opening a funds passport was discussed. The member countries that are ready to submit a request for approval for sale are
year, SEC presents a “digital showcase” online exhibition and creates digital media to widen public knowledge on the use of technology in Thai capital market, such as the progress of infrastructure
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the SEC Ambassadors, conducted a series of lectures on financial and
Bangkok, 13 June 2018 ? The SEC has announced that the other six offenders in the share manipulation case against Asset Bright Public Company Limited (ABC) have consented to the civil sanction
individual, in particular tax privilege; and (iii) any person or group of persons will not be allowed to dominate mutual fund management.Key proposed revisions require retail fund and money market fund to
ก.ล.ต. ขอเชิญผู้ลงทุนและประชาชนที่สนใจเข้าร่วม ?สร้างแรงบันดาลใจในการวางแผนชีวิตวางแผนการเงิน? ได้ที่บูธ ก.ล.ต. ภายใต้แนวคิด ?SEC Open Space? ในงาน SET in the City 2015นายรพี สุจริตกุล เลขาธิการ
Bangkok, November 12, 2015 ? The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015.?This year
Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit