complaint against 10 individuals with the Department of Special Investigation (DSI) on account of fabricating STARK financial statements, disclosing false information in the registration statement for

details of these legal disputes in the 2022 56-1 One Report. However, on 31 March 2023, ALL submitted the 2022 56-1 One Report without disclosing these disputes, instead stating, “The company has no legal

, providing correct and complete information for investment decision making, and disclosing information in the fund scheme and prospectus.The revision of the investment rules has undergone public consultation

the ARFP project has developed a website for disclosing the important project information to business operators, such as the ARFP  Memorandum of Cooperation and a guideline on summarizing the

provide easily and thoroughly assessable disclosure channels to investors as opposed to the previous requirement for specifically disclosing certain types of information at the companies’ office or the

principal, whose name has not been revealed, or an agent without disclosing the name of any person above in any action related to the derivatives trading account of such person. Furthermore, they must not

ทรัพย์ (issuer) หรือผู้ที่ได้รับมอบหมายให้ส่งข้อมูลแทน issuer (outsource) เช่น underwriter หรือบริษัทในเครือ ต้องด าเนินการแต่งตั้งผู้บริหารบัญชีผู้ใช้งาน (Account Administrator) ให้เป็นผู้บริหารจัดการ

infrastructure fund to investor under the following criteria: (1) disclosing in a report or document circulated to unitholders at least once a year; (2) disclosing on management company’s website. In this regard

been applied by most institutional investors, i.e., (1) managing conflicts of interest properly, and (2) disclosing voting policy and voting results. Five other core principles are (3) adopting a clear

against such obligation, the derivatives business operator shall provide collateral for the amount requested for set off to the administrator of the customer estate https://www.sec.or.th/TH/Documents