) Shelf filing ICOs criteria: Issuers are allowed to offer multiple lots of tokens, filed under the same shelf. Tokens eligible for shelf filling must have underlying or invested assets of the same
/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** investment consultant for complex products Type 2 is allowed to give investment advice on all types of non
the amendments with the key points as follows: (1) Shelf filing ICOs criteria: Issuers are allowed to offer multiple lots of tokens, filed under the same shelf. Tokens eligible for shelf filling
sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO
investment consultant for complex instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex
compensation of the benefits received from the offenses and the highest civil penalty as allowed by law. Due to the civil sanction imposed by the Civil Sanction Committee, the four offenders are liable to
. He also claimed that the share issuer would increase capital shares and be allowed to resume trading on the Stock Exchange of Thailand. The client was interested in such deal but only had money for
. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** Investment Consultant for Complex Products Type 1 is allowed to give investment advice on
from unclear sources of capital to facilitate financial transactions, business operators are allowed to offer digital tokens for returns in cryptocurrencies or accept cryptocurrencies from customers only
unless the application is denied. In any case, to prevent the use of cryptocurrencies derived from unclear sources of capital, business operators are allowed to offer digital tokens for returns in