according to the asset allocation plan, (4) monitoring and rebalancing the portfolio, to (5) providing consolidated reports for clients’ review. As a result, the service receivers are ready to manage their

.? [The average scores range from 5 (the lowest) to 1 (the highest)]. Major issues found among the inspected audit firms included non-compliance with auditing standards and inefficient work monitoring

affected the applicant's prudent management; (2) insufficient monitoring of related party transactions that may have invoked a conflict of interest and damage to the IPO applicant with regard to a group of

as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system

เพื่อยกระดับมาตรการป้องกัน insider trading ให้สอดคล้องกับแนวทางการนำ smart detection มาใช้ในการตรวจสอบ off-site monitoring ทั้งนี้ ในกรณีที่โทเคนดิจิทัลมีการให้บริการบนศูนย์ซื้อขายฯ อยู่ก่อนวันที่

33.00% which is a result from the better monitoring system to control the expenses, The company still focuses on expanding the flexible packaging market. 4. Administrative expenses For Quarter1 of the

to apply information from their observation trip to their studies under such program. The lecture was held on 3 March 2023, at the SEC Building.

international economic and political uncertainty, as well as rapid changes in fund flows as above, KBank is closely monitoring the situation and assessing possible impacts, placing importance on efficient risk

Surveillance and Enforcement (2) Emerging Trends in Market Misconduct และ (3) Digital Assets: Regulatory, Surveillance, and Enforcement ซึ่งที่ประชุมได้ร่วมกันแลกเปลี่ยนข้อมูลประสบการณ์ในการกำกับดูแล หารือถึง

countries, such plan shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good