aunchisa@sec.or.th and archari@sec.or.th Last day of public hearing 22 January 2017 Contact persons 1. Ms. Aunchisa Tapanakornvut Tel/Fax 0-2033-9936 2. Ms. Archari Suppiroj Tel/Fax 0-2033-9627 The SEC

derivatives trading or guilty of deception, fraud or dishonesty, or having been fined for such violations; (c) having been named in any complaint relating to violation under sub clause (b) by financial

detects and removes hundreds of scammers from its platforms every day while proactively coordinating with its partners to identify transnational scammers and permanently take down their operations

of derivatives brokerage limited to precious metal derivatives; (2) “ precious metal trading firm ” means any person engaging in business relating to buying or selling precious metal in Thailand; (3

of derivatives brokerage limited to precious metal derivatives; (2) “precious metal trading firm” means any person engaging in business relating to buying or selling precious metal in Thailand; (3

derivatives business in the category of derivatives brokerage limited to precious metal derivatives; (2) “ precious metal trading firm ” means any person engaging in business relating to buying or selling

derivatives business in the category of derivatives brokerage limited to precious metal derivatives; (2) “precious metal trading firm” means any person engaging in business relating to buying or selling

derivatives business in the category of derivatives brokerage limited to precious metal derivatives; (2) “precious metal trading firm” means any person engaging in business relating to buying or selling

on listed companies’ disclosure of material information, issuing investor warning messages, and/or posting trading signs to alert investors. For next steps, the SET is in the process of revising the

fundamental system which has connection to the derivatives trading system and other relevant systems. Meanwhile, an information technology system is necessary for derivatives clearing houses to achieve their