normal course of business outside the digital asset exchange. Additionally, 1000X has http://market.sec.or.th/public/idisc/en/Enforce < < Previous First 1 2 3 4 Next
least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10237 <
appoint a person with at least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10237
. − − ✓ Remarks: 6 Application must be submitted within 5 years as from the expiration date of the previous approval. 7 A full course must have been taken for not more https://www.sec.or.th/EN/Documents/Personel
%20Factors%20.pdf possession of prohibited characteristics. − − ✓ Remarks: 6 Application must be submitted within 5 years as from the expiration date of the previous approval. 7 A full course must have been
Facebook Page or SEC Live Chat on the SEC website. Further in-dept inspection will proceed in due course.
prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the
. 2559 (2016). The Settlement Committee will consider a fine penalty on Mr. King in due course. Meanwhile, due to his deficiencies in duty performance, Mr. King is liable to have prohibited