) Evaluation of the test results under (1) and preparation of the test evaluation report by the personnel in charge who is qualified, knowledgeable and independent; (3) Reporting result of the test, reviewing

test. In addition, intermediaries must inform AI to be aware that they might receive less information than that receive in the course of public offering of securities. Taking suitability test may be

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

and Exchange Commission) Consent Form for Personal Information Disclosure    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900

of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No https://publish.sec.or.th/nrs/3584pe.doc 8264p.doc audit firm, hereby certify and consent to the

, misappropriation of B/E sale money and consent to false accounting records Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company

criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records Bangkok, 5 January 2018 ? The SEC has filed a

offender signs a letter of consent to comply. Otherwise, the SEC will submit the case to the public prosecutor for filing a lawsuit in the Civil Court to seek an imposition of civil sanction with the

but cannot be accessed or transferred without the client's case-by-case consent (the client and the business operator share the private key for such asset transfers and the client must cosign with the

period of 12 months;                The prohibition periods for the offenders serving as director or executive will commence on the dates when the offenders sign letters of consent, agreeing to comply