SEC probed into the case and found that her client had authorized her to sell securities in the client account during the client's overseas trip, if getting profit, while the client would make the

operating results from GLOW, together with the investment projects and projects that have been opened for commercial operation in 2019. The company is ready to move forward with the new organizational

: This annual registration statement (Form 56-1) contains minimum information required to be disclosed by the issuing company (“Company”). Preparation and filing thereof should take into consideration the

within Q4/2017, after the synchronization, both IRPC Clean Power Phase 1 and Phase 2 will be ready to COD and supply both electricity and steam to the customers. Furthermore, in Q4/2017, the company will

derivatives trading account in order to continue trading. She later made a summary trading report under the client’s account and sent it to the client for acknowledgement. In so doing, she concealed the trading

/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company

submitted to the SEC Office under this Notification shall be in Thai or English unless the SEC Office renders a waiver for use of any language other than English. In cases where the information or

Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries _____________________________ By virtue of

that made the intermediary has been determined to have prohibited characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result

TRANSLATED VERSION codified up to No.3 as of July 10, 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference