cinema, a lifestyle-themed food center called Food Empire, and more than 365 shops and restaurants to complete every lifestyle preference. The occupancy rate at the end of 1Q19 stood at 50% as SOGO

fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of the credit rating process CRAs should endeavour to issue opinions that help reduce the asymmetry of

investors to carefully and prudently study the information from the complete version of summarized significant features of securities (Fact Sheet) to clearly understand the product and appraise own risk

Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip

ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of

that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535

granted the license or is in the process of applying for the derivatives clearing house license from the Securities and Exchange Commission. Clause 5 The applicant for the derivatives exchange license shall

accuracy and completeness of the submitted documents in Clause 15; - If accurate and complete, the applicant pays the application fee and submits the payment evidence to 1 day The SEC Office (Unofficial

Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete

orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such