. “securities company reporting system”2 means the electronic data interchange provided by the Office for filing reports of securities company to the Office. “Office” means the Office of the Securities and
calculation as specified in Clause 3. (2) “electronic data” means statements that are created, sent, received, stored or processed through electronic procedures. (3) “securities company reporting system” means
Clause 3. (2) “electronic data” means statements that are created, sent, received, stored or processed through electronic procedures. (3) “securities company reporting system” means the electronic data
of different intermediaries amid the fast changing industry and technological environments. Some of the first focuses of the principles-based supervision include company policy, compliance system, risk
, and subsequently submit them to the SEC. EE is also required to make simultaneous public disclosure through the Stock Exchange of Thailand’s Electronic Listed Company Information Transmission System
, and subsequently submit them to the SEC. NUSA is also required to make simultaneous public disclosure through the Stock Exchange of Thailand’s Electronic Listed Company Information Transmission System
: INTERNATIONAL NETWORK SYSTEM PUBLIC COMPANY LIMITED JMT: JMT NETWORK SERVICES PUBLIC COMPANY LIMITED KWM: K. W. METAL WORK PUBLIC COMPANY LIMITED NEWS: NEWS NETWORK CORPORATION PUBLIC COMPANY LIMITED PERM
securities dealing which is not limited to debt instruments. Clause 2 A securities company should arrange a risk management system according to the following guidelines: (1) determining a policy and an