accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's
modify the rules concerning the preparation of reports on provident fund management and the calculation of investment limits of provident funds in respect of the provident funds with multiple investment
Notification is to modify the rules concerning the preparation of reports on provident fund management and the calculation of investment limits of provident funds in respect of the provident funds with multiple
quarter in 2017. The reason of a decline of total revenue in the consolidated financial statement is the result of the reduction of advertising budget amount of THB 39 million from the client of a
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6174 SEC imposes penalties on AEC and its executives and investment consultants upon the client?s asset , (3) use of the client?s trading account to
trading account to trade https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6174 SEC imposes penalties on AEC and its executives and investment consultants upon the client?s asset , (3) use of the client
: • significant changes in the client (such as ownership , management, nature of business or financial position https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx Excel_Tool_Thailand_Taxonomy_ENG.xlsx
กับร่างหลักการของประกาศสำนักงานเกี่ยวกับมาตรการป้องกันการฟอกเงินและการให้การสนับสนุนทางการเงินแก่การก่อการร้าย และซักซ้อมการเตรียมความพร้อมเพื่อการประเมินการปฏิบัติตามมาตรฐานสากล Principles on Client