to the following cases taking place at different branches: (1) In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual
of low qualified assets left in the fund portfolio and they have to bear the costs associated with the asset sales. Meanwhile, the proposed risk management tools that fund managers can choose to use
with all customer groups and to propose complete financial products and services to meet demand of each customer group. The bank shall consider loan type, interest rate, credit type, repayment period
and to propose complete financial products and services to meet demand of each customer group. The bank shall consider loan type, interest rate, credit type, repayment period suitable for each customer
relationship with all customer groups and to propose the complete financial products and services to respond the demanding of each customer group. The bank shall consider the loan type, interest rate, credit
customer groups and to propose the complete financial products and services to respond the demanding of each customer group. The bank shall consider the loan type, interest rate, credit type, repayment
complete qualifcations as specified, the Office shall propose the case for the Securities and Exchange Commision to consider granting the license, in which case the Securities and Exchange Commission shall
issuer. Clause 5/1 In the case where the Office has considered that the applicant for a license under Clause 3 has the accurate and complete qualifcations as specified, the Office shall propose the case
complete within the second quarter of 2019. 2/4 2. Parties involved and the relation with the listed company Seller : Wave Entertainment Public Company Limited (the “Company”) Purchaser : Kanjanapokin’s
Company Limited 1. Day/month/year in which the transaction occurs The Company will acquire investment to maintain proportion and complete aforementioned transaction within January 2020 2. Involved parties