seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
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investment consultants: revoking approval of Auracha Vachirakulthon as securities investment consultant for 10 years, starting from December 22, 2015, and suspending approval of {B} and {C} as capital market
Patcharee Thuttumrongchai as capital market investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core
total Asset value of the Company. Thus, it is considered as transaction concerning acquisition and disposal of Asset in accordance with Notification of Capital Market Supervisory Board Ref. No. ThorJor
value exceeding 15% but not exceeding 50% of total Asset value of the Company. Thus, it is considered as transaction concerning acquisition and disposal of Asset in accordance with Notification of Capital
Unofficial Translation Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
____________________ By virtue of Section 9 and Section 15 of the Trust for Transactions in the Capital Market Act B.E. 2550 (2007), which contain certain provisions relating to restriction of rights and liberties of
Incorporation Public Company Limited (“Company” or “VI”) for establishing its subsidiary, namely, V.I. Capital Co., Ltd. (“subsidiary” or “VIC”), having objectives to pursue investment interests. By becoming a