investment management; Clause 3. The securities company shall advertise any mutual fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases
. serves as the bondholder representative for JCK221A. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of an
serves as the bondholder representative for WGH216A. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda item 1: Consideration for approval of an
Bangkok, September 23, 2013 ? The SEC is now seeking public comment on introducing an approval regime for technical analyst and the revisions of qualifications of investment analysts and investment
Sucharitakul, the SEC?s Secretary-General, revealed that the Capital Market Supervisory Board approved the revision of regulations to facilitate debt securities offerings. An approval of two year program will be
Fund Any other type, please specify __________________________________________ 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
CIS. CIS in Thailand is set up as a legal entity separate from the CIS Operator. In short, after obtaining approval from the SEC Thailand to set up a mutual fund and offer investment units to investors
Translation EW/100/197/20 May 11, 2020 Subject: Notification of Resolutions of the Board of Directors Meeting for approval of the connected transactions of the Company. To: President The Stock
Page 1 of 4 Translation EW/100/216/20 May 28, 2020 Subject: Notification of Resolutions of the Board of Directors Meeting for approval of the connected transactions of the Subsidiaries of the Company
securities business in the category of investment management; “State agency” means central administration, regional administration, local administration, financial institutions development fund, Bureau of