obtain prior approval in accordance with Clause 19. In cases where the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five
present and seek ratification approval from the shareholders’ meeting. The Company will hold the Board of Directors’ meeting on February 26, 2019 to consider including this matter as an agenda to ratify the
transactions will be proceeded in accordance with the terms and conditions of the share purchase agreement. However, it subjects to the approval of the shareholders meeting. The Company will propose to the
So the Company needs an approval of connected of total votes of shareholders who n this issue are excluded from the vote. The Company also needs to prepare the disclosure of information memorandum. In
17. Following the SEC Office’s order to revoke an approval, the securities company or the derivatives business operator shall undertake any steps to remove such director, manager or person with power
Acquisition and Disposition of Assets. 2 2) It was resolved to grant approval for the Company and its subsidiary to take on office building lease and receive services under service agreements from JKN Landmark
the approval of the Company’ s Board of Directors on March 27, 2020. P a g e | 18 - Management Discussion and Analysis 2Q2020 - Statement of Cash Flows Exhibit 10 : Consolidated Cash Flows Statement for
company shall have independent directors in the number of at least one-fourth of its board of directors. In cases where an independent director of a securities company deceases, resigns, or whose approval
deceases, resigns, or whose approval is revoked by the SEC Office, or where a securities company is part of a financial conglomerate with a shareholding structure, internal audit and supervision by other