institutional investor under Section 3 of the Derivatives Act B.E. 2546 (2003) and the Notification of Securities and Exchange Commission Re: Additional Determination of Types of Juristic Persons as Institutional
Ref Ref. HF 0123 / 2017 September 20th, 2017 Subject : Notification of the Resolution of the Board of Directors No.5/2017. (Additional) To : Director and Manager of The Stock Exchange of Thailand. We
ที่ BCH No.BCH.019/2018 26 February 2018 Subject : Approval of transaction with connected person (Additional) Attention : The President The Stock Exchange of Thailand The Board of Directors’ Meeting
accurate and complete; 2. I fully understand the provisions in the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market and am prepared
migrated to the new structure (auto migration). The SEC Board has approved the revision to the principles. The SEC has therefore drafted 14 ministerial regulations and a notification concerning the
safekeeping of additional documentation of such business operations. The key points of the proposed amendments are as follows: (1) DA operators would be required to keep records related to the
or giving any advice to the client, he signed such selling order form in the capacity of an investment consultant. In addition, he neither examined the transaction nor requested for additional
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 33