seek unfair personal gains all over again. In addition, some of the investment consultants sent selling orders of investment units in the clients' accounts by counterfeiting unit sale documents, opening
/Documents/ActandRoyalEnactment/Act/act-derivatives2546-codified.pdf)(1) มาตรา 22 บัญญัติว่า ผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้าจะประกอบธุรกิจอื่นใดมิได้ เว้นแต่จะได้รับความเห็นชอบจากสำนักงานเมื่อสำนักงานได้
statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such
arrangement of payment of the structured notes or debt repayment in respect of the structured notes in either Thai or foreign currency. Clause 14 Documents or evidence filed with the SEC Office as specified
Chapter 8; (8) handling of complaints, as detailed in Chapter 9; (9) retention of information and documents, as detailed in Chapter 10; Part 4 The SEC Office’s Power Clause 5 In order for this Notification
applicant has submitted the following documents to the SEC Office: (a) a copy of a notice calling a shareholders’ meeting; (b) a copy of a shareholders’ meeting resolution. Provisions in sub clause (2), (3
card applications on the Company’s website and dealers network nationwide. In addition, the Company has focused to continue enhancing the relationship with our existing business partners to increase
” which is E-money system on mobile application. Thus, the customers will be able to download applications into their phones which will allow them to top up money and make direct purchase by QR code at our
developing systems and applications of Subsidiary respond to more customers in digital age. 3 Forth Smart Service Public Company Limited (FSMART) 2Q18 Management Discussion and Analysis 5) Other income was