the disclosure should take into account on certainly and completeness on information of such transaction. In case of cancellation or change on the key terms, this shall affect to the Company, relevant

Bangkok, January 23, 2012 - The SEC has revoked approval status of three investor contacts and suspended another for dishonest conducts and disclosure of client confidential information, effective

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

shares in his trading account in order to repayment of other persons' margin loan debt, prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed

Company Limited (TU)’s Q3/2017 performance, by allowing Mr. Kraisorn to use his securities’ s trading account to purchased TU shares prior to the disclosure of such inside information to the public on 6

information affecting the price of BIG shares, and legally w presumed to have knowledge or possession of, and access to such information sold BIG shares through his securities trading account by using such

securities trading account on May 13, 2020. All these purchases were made before LPN’s disclosure of such inside information to the public on 22 May 2020 13/03/2025 agreed to comply with civil penalties

Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:22 Investor Alert Investor Alert ( 5917 record(s) found) Name Type of action Disclosure Date Link

SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO

considered a new type of debt securities and issuers must comply with the existing regulations on debt securities in conjunction with additional international standards. The SEC has amended the disclosure