shareholders of the securities companies, as follows: (1) major factor which is the facts that the Office give more weight than other facts in considering, as follows: (Translation) -2- (a) the scope of effect
company has delivered more products than the same quarter of the previous year. accounted for 20.95% and at the end of the year 2021 the company gained new customers. - The Property Business saw an income
guideline other than that prescribed by the Office, the Office shall consider that the securities company has complied with this Notification only after the securities company demonstrate to the Office that
. In the case where the securities company complies with a guideline other than that prescribed by the Office, the Office shall consider that the securities company has complied with this Notification
sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order for the Office or
appropriate methods and in sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order
on the register of persons qualified to be fund manager. In this regard, the management company shall appoint not more than one person from such register pursuant to the specific rules under Clause 7