institutional and individual clients, including financial institutions, public and private pension plans, insurance companies, endowments and foundations, sovereign wealth funds and high net worth investors. PSG
income which the company has received from providing service to a client, such as investment advisor service fee, securities underwriting fee, fund management fee, clients’ asset management fee and
means fee and service income which the company has received from providing service to a client, such as investment advisor service fee, securities underwriting fee, fund management fee, clients’ asset
, securities underwriting fee, fund management fee, clients’ asset management fee and securities borrowing and lending fee etc.. (Translation) -21- 1.3 Gain (loss) on Securities trading means gain or loss on
(employment practices and workplace safety) 4. ความเสี่ยงจากลูกค้า ผลิตภัณฑ์ และวิธีการ ด าเนินธุรกิจ (clients, products and business practices) 5. ความเสี่ยงเกี่ยวกับความปลอดภัยทรัพย์สิน (damage of physical
expand the Malaysian market share and retain the existing customers. Moreover, FKRMM was a motorcycle tire and tube manufacturer, therefore its personnel not only has expertise in market distribution but
ให้บริการที่ค่านึงถึงประโยชน์ที่ ดีที่สุดของลูกค้า เป็นส่าคัญ (best interest of clients) โดยกระบวนการ/ปัจจัยในการคัดเลือกผลิตภัณฑ์ทางการเงินตาม ข้อ 3.1(3) และ (4) ต้องเป็นไปตามหลักวิชาและปราศจากความขัด
Notification Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries: “High-risk or complex mutual fund” shall be specified. 17.2 For a
Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries: “High-risk or complex mutual fund” shall be specified. 17.2 For a Sustainable and Responsible Investing
: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries: “High-risk or complex mutual fund” shall be specified. 18.4 For a