) Notification of the Capital Market Supervisory Market No. Tor Nor. 27/2024 Re: Investment of Funds (No. 28), dated 5 September 2024.(2) Notification of the Capital Market Supervisory Board No. Tor Nor
draft regulations to be more suitable. On 4 November 2021, the SEC Board Meeting No. 17/2564 passed a resolution approving amendment to the regulations. The SEC has later issued a notification of the
-effective manner with input from all relevant stakeholders.** As per Article 59 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Office of the SEC No. Sor Jor. 38/2561 Re
prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the
employers. On 29 April 2020, Finance Minister Uttama Savanayana issued the Notification of the Finance Ministry concerning Determination of Business Types, Duration and Conditions for Employees or Employers
must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board
have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter; (3) Consolidating regulations concerning the same issues for
and deliberation as a professional, and {B}'s was a failure to perform duties or provide services honestly. Both cases were in contravention of the Notification of the Capital Market Supervisory Board
. ____________________________________ * Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 April
trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to