ธุรกิจจัดประเภทกองทุนส่วนบุคคล (Private Fund: PF) เป็น II โดยไม่ต้องพิจารณาถึงระดับผู้ลงทุนที่ใช้บริการ (look through) เพื่อให้ไม่เป็นภาระต่อผู้ประกอบธุรกิจเกินควร เนื่องจากตามหลักเกณฑ์ปัจจุบัน PF ในฐานะ
submit a request for an extension to the SEC by 31 March 2025 together with supporting reasons and an expected submission timeline. Additionally, they must disclose this information through the Electronic
mentioned above – having business relationships and/or direct personal relationships or connection through related persons – collaborated and sent trading orders of shares of Nation Multimedia Group Public
own assets deposited with the company through Zipmex’s official communication channels. Further inquiries may be sent to the SEC Complaint Center via Hotline 1207 ext. 8, or email: info@sec.or.th, or
through its subsidiary company. The SEC’s further investigation found that four persons, namely (1) Pasita, TRC’s executives’ daughter and sister, (2) Rewadee, TRC’s senior accounting manager, (3) Ounruen
trading orders in a consistent and supportive manner so as to push up the share prices through splitting orders, matching orders among themselves, executing orders in a manner of obstructing trading
the registration statement and a draft prospectus. Additionally, the offering must also be conducted through an ICO portal approved by the SEC Board; In any case, all types of utility tokens are subject
Institute and CFA Society Thailand in promoting the growth of sustainable capital market through ESG initiatives, which include the development of Global ESG Disclosure Standards for Investment Products
2018, the six offenders with personal relationships or connection through financial routes, stocks, business or related persons, colluded by dividing tasks to place orders to buy and sell PRINC shares in
– sold 3,853,600 SQ shares in her possession through the trading account of Satida, her daughter, who rendered assistance or convenience by letting Penprapa use her trading account to sell the SQ shares