Decree on Digital Asset Businesses. “The SEC therefore urges the public and digital asset investors to exercise discretion with regard to trading and exchanging digital assets as well as depository
unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
offenders and informed the proceedings of both cases to relevant agencies for further consideration of enforcement under relevant laws.The SEC strongly urges investors to exercise discretion especially with
the case of Thai national holiday, selling agent may exercise own discretion whether to trade investment units providing that the service information must be disclosed to investors in advance. In
, liability of listed company will rise.??Investment analysts must adhere to professional standards and exercise due care when giving advice or opinion with impact on investment decision. Their opinion should
advisor supervisors failed to exercise due care in reviewing the information thoroughly which may mislead investors into believing the company continued to expand the business capable of generating
professional standards to exercise prudence and due care in submitting information and documents to the SEC. The information and documents must be correct and complete without any concealment, deletion or
exercise caution. As such, if being soliciting to invest in securities or derivatives such as shares, gold or crude oil, you can check credibility of such claim by visiting the SEC website (www.sec.or.th
ID document requirements to other matters such as exercise of right offering or share warrants,? she added.
fund (ETF) listed on foreign market affecting net asset value (NAV) of domestic gold funds. AIMC guideline, although allows asset management company and trustee to jointly exercise their discretion to