the first half of 2020. In respect to joint initiatives between the ACMF and Working Committee on Capital Market Development (WC-CMD) on infrastructure financing, the meeting agreed to take forward
ASEAN Working Committee on Capital Market Development (WC-CMD) to drive the sustainable finance agenda in capital markets in the region. Together with WC-CMD, the ACMF aims to put forth an ASEAN voice at
of Section 317/11 of the Securities and Exchange Act. The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of
Sanction Committee has resolved for the SEC to impose civil sanction on the seven offenders in the form of civil penalty, which was considered based on the benefit received by each offender. Porameth signed
punishments under Section 296 of the Securities and Exchange Act in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee imposed civil sanction on the 24 offenders in the form of civil
other assets instead of cash (pay in kind); 2. Fund governance: e.g., revising the composition, qualifications, roles and responsibilities of the fund committee, enabling employers to automatically
ก.ล.ต. เป็นเจ้าภาพจัดประชุมหน่วยงานกำกับดูแลตลาดทุนในภูมิภาคเอเชีย-แปซิฟิก หรือ IOSCO-APRC (International Organization of Securities Commissions ? Asia-Pacific Regional Committee) เพื่อหารือและแลก
responsible investment management company may request a written clarification from the invested company or a meeting with its independent director or audit committee. If no action is taken thereafter, the
Commissions ? Asia-Pacific Regional Committee)
, and Section 296/2 of the SEA.The Civil Sanctions Committee (CSC) has therefore resolved to apply civil sanctions to the four offenders by prescribing the following civil sanctions: (1) Mr. Voradit