Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “securities company” means a company obtaining license under the law on securities and exchange1 to undertake
1 Forth Smart Service Public Company Limited (FSMART) 2Q18 Management Discussion and Analysis Operational Summary in 2Q18 Total revenue from core business was Bt848.81mn, an increase of 10.4% YoY
2000 shall be repealed. Clause 2. In this Notification, “Mutual fund manager” means a director or an employee of a management company who is authorized by the management company to make decisions
management company who is authorized by the management company to make decisions regarding investments in securities or other assets or to acquire, by other means, returns that will become assets of the mutual
Energy Development Joint Stock Company และการเขา้ลงนามในสัญญาซือ้ขายหุน้ ลงวันที่ 19 มิถุนายน 2563 ส าหรบัการซือ้หุน้ในบริษัท Huong Linh Reproduce Energy Development Joint Stock Company ของ EPVN W1 (HK
debt instruments. “institutional client” means the following persons who undertakes transactions with a securities company in securities brokerage or securities dealing: (1) commercial banks; (2
instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to