approval from the board of directors of the intermediary or a committee assigned by such board of directors. Clause 5 An intermediary shall establish at least the following operating systems to support its
different situations. (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and related work to be in accordance with laws, code of
. (Unofficial Translation) Page 3 of 4 (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and related work to be in accordance with laws
suitable for different situations. (Unofficial Translation) Page 3 of 4 (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and
comply with the requirements prescribed by the Office. This is to encourage securities companies to organize more in-house training which will support the ongoing personnel’s skill development to be better
the requirements prescribed by the Office. This is to encourage securities companies to organize more in-house training which will support the ongoing personnel’s skill development to be better suit the
classification of receiving financial support pursuant to announcement of the Securities Exchange of Thailand, the transaction size is equivalent to 0.10% of Company’s Net Tangible Asset (NTA) of Baht 3,125.29
be allocated from working capital. Long Term Loan from financial institution at the amount of THB693 million for 7 years of repayment. 7. Expected benefits for the Company To support the
) from KrungThai Bank Public Company Limited The Tender Offeror has received the financial support for the Tender Offer from KrungThai Bank Public Company Limited with the credit line of THB 3,500 million