C:\set\setfs-q3-2561 t.doc วนัท่ี 13 พฤศจิกายน 2561 เร่ือง ค าอธิบายและวิเคราะห์ของฝ่ายจดัการ งวดไตรมาส 3 ปี 2561 สิน้สดุ 30 กนัยายน 2561 เรียน กรรมการและผู้จดัการ ตลาดหลกัทรัพย์แหง่ประเทศไทย สิ่งท่ี
unitholders. Clause 6 A management company shall establish a system for the administration and the management of a fund which covers at least the following matters: (1) the selection and supervision of the
unitholders and the management company and the resolution of the unitholders. Clause 6 A management company shall establish a system for the administration and the management of a fund which covers at least the
according to paragraph one for such Derivatives broker. However, the SEC Office may set out other requirements for such Derivatives broker to follow accordingly. Clause 9. Derivatives broker shall arrange to
set organization structure, policies and scopes of duties and responsibilities including business operation of working units related to undertake derivatives brokerage business to demonstrate the
in the following cases: (1) the public offering of the debt securities shall be in accordance with the criteria set out under Part 2; (2) the private placement of the debt securities shall be in
to scope of using back office service to the Office not less than fifteen days before using such service. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a written