statement and draft prospectus submitted to the SEC Office during the period between 2021 and 2022. Regarding the registration statement and draft prospectus, STARK disclosed the financial statements for the
reviewed financial statements for Q2/2023 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the instruction or the failure to give instruction which
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
Mr. Prakorn Makjumroen During the period between 2021 and 2022, Mr. Prakorn Makjumroen, the former director and executive of STARK Corporation Public Company Limited (“STARK”) and its subsidiaries
statements for Q2/2009 with SEC and the SET within specified period. The Court sentenced the accused to pay a fine of Baht 60,000. Since the accused pled guilty, the Court reduced the fines by half, resulting
year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged
year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, the alleged offender escaped and an
year 2012, (3) the annual registration statement for the year 2012 (Form 56-1, 2012), and (4) the annual report for the year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The
statements for Q1/2013 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute
year 2012 (Form 56-2, 2012), and (5) the reviewed financial statements for Q1/2013 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged