the investigative expenses, (4) ban the holding of director or executive position at any issuing company or securities company for twice the duration specified by the Civil Sanction Committee, and (5

specified by the Civil Sanction Committee, and (5) prohibit the offender from trading securities on SET or securities trading center or entering into derivatives contracts on the Derivatives Exchange for

, and specifying the fair value of SP shares without referring to the prices specified by the Association of Investment Management Companies. His demeanors above were liable to be prohibited

specified in Clause 3(2), Clause 5(2) and Clause 6(2) of the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company

violation specified in the Notification of the Capital Market Supervisory Board.*  The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned

financial instrument.   Pursuant to the Royal Decree, digital assets include cryptocurrencies, digital tokens and any other electronic data unit, as specified by the SEC.  The offering of newly issued digital

, the total fee amount must not be lower than the minimum rates, as specified. The revised regulations have become effective since 1 January 2023.   The exemption of the application fee for SRI Fund

the contribution into the fund later than the period specified by the law, and revising the processing time periods for the fund’s various proceedings and penalties in the PVD Act.The consultation paper

public limited companies have already complied with the rules and conditions specified by the SEC. For example, the requirement of the resolution of the shareholders’ meeting for ESOP of repurchased shares

 phireeyaphon@sec.or.th. The public hearing ends on 23 October 2023.________________________Remarks: * Based on the principle of “same risk, same supervision outcome.” ** the Digital assets specified under