of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into

market business during the period he is prosecuted. In addition, the SEC investigated the Investment Committee of Solaris Asset Management Co., Ltd. in authorizing the mutual fund to invest in debt

reports in the case of any unexpected event, and the submission period will be based on business days instead of calendar days  to allow  business operators to have more time.SEC has made the public

companies or securities companies for a specified period, with the following details.          (1) Laksana shall pay a civil fine, a compensation in the amount equal to the benefit received or is entitled

practicality and fairness.The proposed revision would allow asset management companies a grace period for increasing the number of the unitholders of listed funds, including exchange traded funds and index funds

. VTE later submitted to the SEC the letter requesting extension of period for submitting such financial statements. The request was made on the ground that the independent financial advisor is in process

, Mr. Voradit shall be suspended from trading securities or derivatives for 17 months and barred from serving as a director or executive for a period of 34 months;      (2) Miss Pavasut shall pay a civil

Following an inspection report from One and the SEC’s further investigation, it was found that during the period from 2012 to 28 June 2024, Mr. Soontorn engaged in conduct constituting a failure to

Mr. RAVI LOHTONG During the period of 8 - 30 October 2015, Mr. Ravi Lohthong, director and chief advisor to the executive board of Siam Sport Syndicate Public Company Limited ("SPORT") used

Mr. Songkran Tansiri During the period of 12 December 2013 to 27 November 2014, Mr. Songkran Tansiri joined with other 22 persons manipulating the share price of News Network Corporation Public