securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated his fraud commission, embezzlement, falsying documents with the
Thailand : HK-TH MRF) เกิดขึ้นจากบันทึกความเข้าใจ (MoU) ที่สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และ Securities and Futures Commission (SFC) ฮ่องกง ได้ร่วมลงนามเมื่อวันที่ 20 มกราคม
Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to
that compete for funding in national and global capital markets." Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) said, "The SEC Thailand welcomes the
offering of newly issued securities during 2011. His actions were deemed as failure to comply with the auditing standards and the Notification of the Office of the Securities and Exchange Commission No
sufficient systems for monitoring securities trading and other services provided to their customers so as to prevent the commission of offenses under such Acts.?
resolution on December 30, 2014, along with the transfer of work and personnel from the Office of the Agricultural Futures Trading Commission (AFTC). Vorapol Socatiyanurak, SEC Secretary-General said, ?The SEC
กรรมการเปรียบเทียบจึงได้เปรียบเทียบปรับนายประสงค์ เป็นจำนวนเงิน 80,995,415.67 บาท ทั้งนี้ ก.ล.ต. ขอขอบคุณ Monetary Authority of Singapore ("MAS") และ Securities and Futures Commission, Hong Kong ("SFC
Agriculture Futures Trading Commission (AFTC) (in case of agricultural futures). The licensee list can be viewed at the SEC's website: www.sec.or.th and the AFTC's website: www.aftc.or.th. To report any