SEC Search

warnings on investment risks through advertisements of digital asset business operators tend to be inflexible in certain areas and may be inconsistent with their business nature.To ensure that digital asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11499

SEC files a criminal complaint against XT .COM platform provider for operating digital asset exchange business without license

solicited users in Thailand to use XT .COM’s services through Thai-language social media, i.e., Facebook, Telegram and YouTube, and has set up XT .COM booth at events held in Thailand. The XT .COM’s

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11658

SEC public hearing on a proposed revision to the qualifications for private funds to align with the definition of Institutional Investor

qualifications of the underlying investors (a “look-through” approach). These qualifications are as follows:: (1) The underlying investor must be an institutional investor as specified in Clause 5

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11597

SEC public hearing on drafted regulations concerning the approval process for a capital market auditor, which relate requirements for information technology governance and auditing of audit firms by specialists.

interested parties are welcome to submit comments and suggestions through the website or email: AuditOversight@sec.or.th The public hearing ends on 9 February 2024._________________

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10433

SEC public hearing on proposed principles and draft regulations for offering of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

are welcome to submit comments and suggestions through the website or email: corporat@sec.or.th. The public hearing ends on 22 February 2024. ______________________

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10485

SEC and ThaiBMA seek public feedback on a standardized sample of a bondholders’ representative appointment agreement

. Stakeholders and interested parties are welcome to submit comments and suggestions on the draft sample bondholders’ representative appointment agreement to ThaiBMA through email: legal@thaibma.or.th. For

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10555

The SEC amends the IPO reporting rules to improve investors’ decision-making

, whichever is earlier. The information shall reported through the Stock Exchange of Thailand’s electronic system. Then, it is considered to have been reported to the SEC. (This is the same channel for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10616

The SEC is proposing to amend the IPO reporting rules to improve investors' decision-making by providing more timely information

period closing date, whichever is earlier. The 81-1 Short-Form must be made through the Stock Exchange of Thailand’s (SET) Electronic Information Transmission System and shall be deemed reporting to the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10373

SEC public hearing on proposed revisions to the Rules on Establishment of Information Technology System

central legal hub at www.law.go.th . Stakeholders and interested parties are welcome to submit comments and suggestions through the websites or email: cyberteam@sec.or.th. The public hearing ends on 15 July

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10869

SEC public hearing on draft amendments to the reporting rules and reporting forms of securities and derivatives business operators

/PB_Detail.aspx?SECID=991. Stakeholders and interested parties are welcome to submit comments and suggestions through the website or emails: pisut@sec.or.th, bhumipisuth@sec.or.th and arthipha@sec.or.th. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10810