SEC Search

LINE Official Account to "Credit-Suisse" (assuming the appearance by using the name of Credit Suisse Securities (Thailand) Limited) : Unlicensed securities and derivatives business (Disclosure Date

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=023&CaseYY=2566

Investor Alert : LINE Official Account pretend to "CLSA-TH 01" (assuming the appearance by using the name of CLSA Securities (Thailand) Limited)

LINE Official Account pretend to "CLSA-TH 01" (assuming the appearance by using the name of CLSA Securities (Thailand) Limited) : Unlicensed securities and derivatives business (Disclosure Date : 30

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=051&CaseYY=2566

Investor Alert : LINE Official Account อ้างชื่อ กฤตมาส สิรตปนิยะ ขวัญทิพย์จันทรพรกฤตภ และ กลุ่มปฏิบัติการขั้นสูง 3

LINE Official Account อ้างชื่อ กฤตมาส สิรตปนิยะ ขวัญทิพย์จันทรพรกฤตภ และ กลุ่มปฏิบัติการขั้นสูง 3 : Unlicensed securities and derivatives business (Disclosure Date : 01/03/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=318&CaseYY=2567

Investor Alert : LINE Account Customer Service (assuming the appearance of licensed business operator by using the name of ANZ BANK (THAI) PUBLIC COMPANY LIMITED.)

LINE Account Customer Service (assuming the appearance of licensed business operator by using the name of ANZ BANK (THAI) PUBLIC COMPANY LIMITED.) : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=173&CaseYY=2565

Investor Alert : Facebook page and LINE Official Account pretend to " บริษัทหลักทรัพย์ ฟินันเซีย ไซรัส จำกัด - มหาชน " (assuming the appearance by using the name of Fi

Facebook page and LINE Official Account pretend to " บริษัทหลักทรัพย์ ฟินันเซีย ไซรัส จำกัด - มหาชน " (assuming the appearance by using the name of Fi : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=179&CaseYY=2566

SEC launches an initiative on applying technology to ease of accessing to the capital market, account opening, and switching the services.

become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8309

Court punishes offender for falsifying account, concealing report on buying and selling of securities and using inside information for trading Roynet shares

criminal complaint against Roynet Plc. (Roynet) and Kittipat Yaoprukse for falsifying account to deceive other persons, recording false statement, concealing the report on buying and selling of securities

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3506

Investor Alert : TikTok account "aurora_light03" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "aurora_light03" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0119&CaseYY=2568

Investor Alert : TikTok account "auroragold_9" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "auroragold_9" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0120&CaseYY=2568

Investor Alert : TikTok account "auroragoldstock" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "auroragoldstock" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0121&CaseYY=2568