Supervisory Board. This liability arises from her failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in JCT’s delayed submission of the report

Sunrise Equity Company Limited Sunrise Equity Company Limited (“Sunrise”) failed to comply with the regulations as specified by the Capital Market Supervisory Board by acquiring ordinary shares of

(LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating Sunrise Equity Co., Ltd

financial advisor for the tender offer of Lanna Resources Public Company Limited (LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital

(Form 59) in accordance with the SEC’s regulations, as he had conducted a transaction involving the transfer of SPI shares from his father on 31 May 2022. However, Mr. Phiphop failed to prepare and

(Form 59) in accordance with the SEC’s regulations, as he had conducted a transaction involving the sale of KSL securities on 15 June 2022. However, Mr. Sukhum failed to prepare and disclose the report

accordance with the SEC’s regulations, as he had conducted a transaction involving the sale of ASW warrants on 30 May 2022. However, Mr. Suchet failed to prepare and disclose the report (Form 59) to the SEC

SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital

associated with illegal acts, as such acts may constitute predicate offenses under multiple laws. Accordingly, the SEC and the CIB have exchanged information and worked in close coordination, contributing to

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