their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

investigation and legal proceedings.   In any case, filing a criminal complaint commences the criminal justice administration process whereby the consideration of whether any person is guilty is under the inquiry

these exchanges to have their debt securities displayed on LGX platform, in which case translation of prospectus and opinions of legal advisors is required. This may start from listing on SoL whose

information set to the new service provider through an interconnected system on the condition that investors personally check whether or not the received information is accurate and up-to-date. In such case

executives of listed companies are required to perform fiduciary duties by considering the matter responsibly, cautiously and honestly for the best interest of the companies. In case of digital asset

as updates on trends and the impact of changes in the industry. Also featured was a case study on integrating ESG criteria into investment analysis and investment decision making, which investment

higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the

perform an investigation before recommending case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested on the court of

those applied to person who works in securities business;           (3)  added clarity on the protection that investors will receive in case of the bankruptcy of the securities depository center as well

government places as well as at the office of Lawyers Council under Royal Patronage and (2) providing legal aids in civil case, criminal cases, human rights protection, administrative order, environmental