action within determined period which the SEC Office shall stipulate reasonably and in consistency with related circumstances, matters and issues; (6) imposing the intermediary to submit any information
Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 July 2013. Clause 2 The following Notifications shall be repealed: (1) Notification of the
Capital Market Supervisory Board hereby issues the following regulations: Clause 1 Notification of the Capital Market Supervisory Board No. TorKhor. 56/2552 Re: Rules, Conditions and Procedures for
Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 April 2000 except the provisions of Clause 5, Clause 6, Clause 7, Clause 15, and Clause 17 which
: Custody of Client Assets of a Securities Company By virtue of Section 14 and Section 98(3) of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the
the Capital Market Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) , hereby issues the following regulations: Clause 1 This Notification shall come into force from 1