suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval
user of various division have to participate in preparing a policy with approval by the Board of company at least. In case where the securities company is the affiliated company of other financial
staff and user of various division have to participate in preparing a policy with approval by the Board of company at least. In case where the securities company is the affiliated company of other
the Stock Exchange of Thailand (the “SET”) and seek approval for the Entire Business Transfer Transaction, the allocation of the newly issued preferred shares, and the allocation of the U-W3 Warrants
information on the connected transactions of the Company to the Stock Exchange of Thailand (the “SET”) pursuant to the Connected Transaction Notifications; (b) obtain approval for the connected transactions
Extraordinary General Meeting of Shareholders No. 1/2018 To: The President Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Asset Acquisition and Connected Transactions of U City Public
CAZ approves the IPO and the share offering to the Company's shareholders according to their pre-emptive rights. (3) The IPO proposed by CAZ obtains approval from the SEC. (4) The listing of CAZ’s
. Nevertheless, the shareholders' approval is not required. 4. Indicative details relating to the disposed assets Details relating to the share offering of CAZ Type of the offered securities: New ordinary shares