Notification of the Securities and Exchange Commission concerning Rules Relating to Maintaining of Capital Adequacy and Professional Indemnity Insurance of Management Companies; (2) the management company is not
or a central securities depository, as the case may be; “executive director” means any director who takes part in management as prescribed by the Notification of the Capital Market Supervisory Board
management Ο private fund management Ο other, (please specify)…………….. 1.2. Name of applicant ………………………………………………………………… 1.3 Address of head office
fund management Ο private fund management Ο other, (please specify)…………….. (Translation) 1.2. Name of applicant ………………………………………………………………… 1.3 Address of head office
with fair treatment and transparency, and increase flexibility for management of member contribution. Most respondents agreed with the proposed amendments and suggested further details for the
implement I Code in the financial management for its members. The I Code is a guideline for financial management of institutional investors, which emphasizes sustainable returns, as well as responsible
Bangkok, January 20, 2011 ? The SEC regulations on establishment and management of infrastructure fund have become effective since January 16, 2011. Asset management companies and the investing
trade - chase your first million" seminar will be held at Jupiter 4 Room on Friday, May 9, 2014, 11.00-12.30 hrs. Executives of capital market regulators and industries to share with you their investment
guidelines and market development.SEC Secretary-General Rapee Sucharitakul said: ?The amendments which have been approved recently by the Capital Market Supervisory Board aim to increase competitiveness of the
Bangkok, March 26, 2014 ? Institutional investors announced proxy voting guidelines aiming to boost quality and sustainable growth of listed companies and the Thai capital market. The institutional