SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
: investglobalmanagement.com show messages soliciting foreigners in Thailand to invest in securities such as stocks, mutual funds and structured notes on a trading platform, and the investors who use the service are subject to
study on asset allocation for retirement savings in a group of working age investors. The allocation was made among common stocks, bonds, bank deposit and gold in appropriate mix adjustable through life
) on 20 December 2019 between 10.05.35 a.m. and 11.56.02 a.m. by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting
orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities; and placing trading orders or trading
Analysis (MD&A) Page 2 of 16 Major Events in 2018 The acquisition of GLAND, which has high potential assets, is an important step for CPN to become a leader in mixed-use projects The acquisition of shares in
Precedent. 2. Parties involved or Seller IGEN Engineering Co., Ltd. (“IGEN”) Not connected person. 3. Details of asset acquired Type Ordinary shares. Company‟s name IGEN Energy Co., Ltd (“IGEN-ENERGY
rights of the company being held; The holding of shares by an individual under the first paragraph shall include shares held by a spouse and a minor child of such individual; (c) a company in which such
; The holding of shares by an individual under the first paragraph shall include shares held by a spouse and a minor child of such individual; 2 (c) a company in which such person holds majority shares