another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2
process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S
specified by the Notification of the Capital Market Supervisory Board. However, the financial statement for Q3 year 2023 was later submitted on 9 January 2024. SEC Act S.56(1) Settlement Committee Meeting
outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6
year 2021 to the SEC within the specified period by the notification of the Capital Market Board. Criminal Complaints The statute of limitations ran out. SEC Act S.56(2) Criminal Complaint Filed with an
MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry
volume of MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry