their investment objectives. While suitability test has been introduced to help investors realize whether the investment suits them, an investment consultant will give investor the advice on asset
regulations; for instance right of REIT holders to protect their own interest, pre and post offering information disclosure and allocation through securities underwriter, holding of annual REIT holders? meeting
ที่ให้ผู้แนะนำการลงทุนหรือผู้วางแผนการลงทุนเป็นผู้ทำหน้าที่ การจัดสรรและกำหนดสัดส่วนการลงทุนหรือการทำธุรกรรมในผลิตภัณฑ์ในตลาดทุนที่เหมาะสม ("basic asset allocation") 3.1 การแจ้งผลการทำ suitability test
run, such as, an MOU with ASEAN members to allow the offering of collective investment scheme (CIS) set up in ASEAN to retail investors, promoting asset allocation services to support investors to
JAS Asset Management Discussion and Analysis, Q2/2018 Page1/3 - Translation - No. J61/009 8 August 2018 Subject: Management Discussion and Analysis, 2nd Quarter Ending 30 June 2018 To: President The
: Custody of Clients’ Assets by Securities Companies dated 16 May 2008 shall be repealed. Clause 3 In this Notification: (1) “ asset ” means: (a) cash; (b) securities; (c) other assets ; (d) any benefits
: Custody of Clients’ Assets by Securities Companies dated 16 May 2008 shall be repealed. Clause 3 In this Notification: (1) “asset” means: (a) cash; (b) securities; (c) other assets; (d) any benefits
(Thailand) Co., Ltd. (“Investment in S-TREK”), capital increase, the issuance and allocation of the newly issued ordinary shares relating to Investment in S-TREK, and the amendment of 2019 Annual General